FACTS: WHAT DOES STRATOS WEALTH ADVISORS, LLC DO WITH YOUR PERSONAL INFORMATION?
WHY? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
WHAT? The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security Number and Investment Experience
- Income and Account Transactions
- Assets and Retirement Assets
HOW? All financial companies need to share clients' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their clients' personal information; the reason Stratos Wealth Advisors chooses to share; and whether you can limit this sharing.
| Reasons we can share your personal information | Does Stratos Wealth Advisors share? | Can you limit this sharing? |
| For our everyday business purposes: such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus | Yes | No |
| For our marketing purposes: to offer our products and services to you | No | We Don't Share |
| For our joint marketing with other financial companies | No | We Don't Share |
| For our affiliates' everyday business purposes: information about your transactions and experiences | Yes | No |
| For our affiliates' everyday business purposes: information about your creditworthiness | No | We Don't Share |
| For nonaffiliates to market to you | No | We Don't Share |
TO LIMIT OUR SHARING: Call 440-519-2500 or email: privacy@stratosadvisors.com.
Please Note:
If you are a new customer, we can begin sharing your information 0 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice; however, you can contact us at any time to limit our sharing.
QUESTIONS? Call 440-519-2500 or email: privacy@stratosadvisors.com.
Who we are
Who is providing this notice: Stratos Wealth Advisors, LLC
What we do
How does Stratos Wealth Advisors protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Stratos Wealth Advisors collect my personal information?
We collect your personal information, for example, when you
- Open an account or tell us about your financial profile
- Seek investment advice or complete account paperwork
- Enter into an investment advisory relationship
Why can't I limit all sharing?
Federal law gives you the right to limit only
- Sharing for affiliates' everyday business purposes - information about your creditworthiness
- Affiliates from using your information to market to you
- Sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing
What happens when I limit sharing for an account I hold jointly with someone else?
The limited information sharing will apply to all account holders.
Definitions
Affiliates
Companies related by common ownership or control. They can be financial and nonfinancial companies.
- Stratos Wealth Advisors is affiliated with Stratos Wealth Holdings,
Stratos Wealth Partners, and Stratos Investment Management, LLC.
Nonaffiliates
Companies not related by common ownership or control. They can be financial and nonfinancial companies.
- Stratos Wealth Advisors does not share with nonaffiliates so they can market to you.
Joint marketing
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
- This may include banks, credit unions, or other financial institutions with which we have a joint marketing agreement.
